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The Latest FDA Q-Submission Final Guidance

This course helps professionals structure FDA Q-Submission interactions more effectively, improving submission readiness, reviewer communication, and regulatory planning across the medical device product lifecycle. It supports stronger decision-making for Pre-Subs, SIR responses, Informational Meetings, and PMA-related discussions. This Course is designed for professionals responsible for FDA submission planning, quality documentation, regulatory coordination, and product development activities.

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US $190 per learner

30-Days Unlimited Streaming Access

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US $190 per learner
  • This course is Included in Subscription Pack
Subscription include access to entire Learning Library
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  • Faculty
    John E. Lincoln ‎
  • Duration
    90 Minutes
  • Course ID
    TF3257
  • Ask the Expert
    Included
  • Presentation Handout
    & Templates
  • Assessment
    & Certification Included

About the Course

FDA’s Q-Submission program provides structured pathways for obtaining agency feedback before or during critical stages of medical device development and review. Pre-Subs, Submission Issue Requests (SIRs), Informational Meetings, PMA 100-Day Meetings, and related interactions influence how sponsors address clinical, non-clinical, and regulatory expectations before formal decisions are made. Effective use of these interactions can reduce uncertainty, clarify testing approaches, and strengthen submission quality across IDEs, PMAs, 510(k)s, De Novo requests, CLIA Waivers, and selected CBER-regulated submissions.


Current FDA expectations require organizations to manage Q-Sub communications with clear documentation, consistent follow-up, and well-defined regulatory objectives. This course explains the structure and operational use of the Q-Submission program, including the distinctions between interaction types and their role throughout the device lifecycle. It also addresses submission preparation practices connected to ISO 13485:2016 Clause 7.3 and FDA meeting processes under 21 CFR Part 814.

  • Strengthen FDA Interaction Planning:

    Participants will gain practical understanding of how different Q-Submission pathways support regulatory communication throughout device development and review. The course clarifies when to use Pre-Subs, SIRs, Informational Meetings, and PMA 100-Day Meetings, helping organizations prepare focused questions, reduce avoidable review delays, and document interactions more consistently as regulatory expectations continue to evolve.

  • Improve Submission Readiness and Documentation Control:

    The course provides operational insight into preparing Q-Sub requests and managing supporting records in alignment with FDA expectations and ISO 13485:2016 Clause 7.3 requirements. Participants will better understand how structured regulatory interactions contribute to stronger submission planning, more effective reviewer engagement, and improved coordination between quality, clinical, and regulatory functions during product development activities.

Key Areas Covered

  • Structure and purpose of the FDA Q-Submission program across the medical device product lifecycle
  • Operational use of Pre-Submissions, Submission Issue Requests (SIRs), Study Risk Determinations, and Informational Meetings
  • Regulatory interactions associated with IDEs, PMAs, HDEs, De Novo requests, 510(k)s, CLIA Waivers, and selected CBER submissions
  • Planning and conducting FDA Informational Meetings to obtain meaningful reviewer feedback and clarify submission expectations
  • PMA 100-Day Meetings and their regulatory context under 21 CFR Part 814
  • Q-Submission preparation practices aligned with ISO 13485:2016 Clause 7.3 documentation requirements
  • Best practices for responding to FDA feedback during Q-Sub review interactions to support efficient submission progression
  • Regulatory interactions outside the Q-Submission program that may still significantly affect product development and approval activities

Who Must Attend

  • QA/QC Departments
  • Research and Development Teams
  • Engineering Departments
  • Regulatory Affairs Departments
  • Production Departments
  • Operations Departments

Quality training, expert insights, and answers that matter. Know your Expert

JOHN E. LINCOLN

John E. Lincoln, Principal of J. E. Lincoln and Associates LLC, has more than 36 years of experience in FDA-regulated industries, including 22 years as an independent consultant. His work includes regulatory affairs, FDA responses, 510(k) submissions, quality systems remediation, design controls, validation activities, and risk management documentation. He has supported organizations ranging from start-ups to Fortune 100 companies and has conducted international workshops and webinars focused on FDA submissions, compliance, and quality system requirements.

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Commonly Asked Questions About This Subject

The following questions address practical regulatory, compliance, validation, quality, operational, and inspection-related considerations commonly associated with this subject.

How should sponsors decide whether a regulatory question is mature enough for a Q-Submission instead of requiring additional internal development?

Submitting a question before the supporting science or engineering is sufficiently developed often produces limited regulatory value. FDA feedback is most useful when sponsors can clearly explain the proposed approach, identify the decision requiring input, and provide enough supporting information for reviewers to evaluate the request within its intended context.


Internal discussions should confirm that the development team has already examined reasonable alternatives, evaluated available data, and identified the specific uncertainty preventing further progress. Questions that remain broad or exploratory frequently lead to responses that provide less practical direction because the underlying technical position has not yet been established.


Reviewers also assess whether the submitted information supports the questions being asked. Incomplete testing, inconsistent documentation, or conflicting development conclusions can make it difficult for FDA to provide meaningful feedback on the proposed strategy.


A well prepared Q-Submission demonstrates that the sponsor is seeking informed regulatory input on defined decisions rather than requesting FDA to determine the overall development approach.

How can sponsors document FDA feedback so that future submission decisions remain technically and regulatorily defensible?

Meeting minutes alone rarely preserve the reasoning behind important regulatory decisions. Sponsors should document not only the feedback received, but also how that feedback influenced development plans, testing strategies, risk assessments, and subsequent design or clinical decisions.


Supporting records should establish traceability between FDA comments and the actions taken by the organization. Design changes, revised protocols, additional testing, or alternative scientific justifications should all be linked to documented evaluations explaining why specific recommendations were accepted, modified, or addressed through different approaches.


Review teams frequently examine whether later submission content remains consistent with previous FDA interactions. Differences are not necessarily problematic, but unexplained departures from earlier discussions often generate additional review questions or requests for clarification.


A structured decision history supported by technical rationale allows reviewers to understand how development evolved over time. Clear documentation strengthens the credibility of later submissions by demonstrating consistent regulatory decision making rather than isolated meeting records.

When should a sponsor reconsider its regulatory strategy after receiving FDA feedback that differs from internal expectations?

FDA feedback should prompt a structured reassessment whenever it affects the scientific assumptions supporting the development program. Continuing with the original strategy without evaluating the regulatory implications can create avoidable submission deficiencies and additional review cycles.


The evaluation should determine whether the feedback changes testing priorities, clinical evidence requirements, device classification assumptions, performance expectations, or the overall regulatory pathway. Internal teams should distinguish between recommendations that require immediate implementation and comments that can be addressed through alternative scientifically justified approaches.


Decision records should explain how the feedback was evaluated, which stakeholders participated, what supporting evidence was reviewed, and why the selected strategy remains appropriate. These discussions become valuable references if similar questions arise during later submission review.


A disciplined reassessment process demonstrates that FDA interactions actively informed development decisions instead of becoming isolated regulatory events with little influence on program execution.

What documentation weaknesses most frequently reduce the value of a Q-Submission during later regulatory review?

Documentation weaknesses often become apparent when reviewers cannot connect earlier regulatory discussions with the final submission. Missing decision histories, inconsistent technical positions, incomplete supporting analyses, or poorly maintained records can reduce the usefulness of previous FDA interactions even when productive meetings occurred.


Supporting files should preserve the evolution of significant technical decisions, including the evidence available at the time, the rationale supporting selected approaches, and any subsequent changes based on new data. Without this continuity, reviewers may struggle to understand why development activities changed or whether earlier FDA feedback was appropriately considered.


Cross functional coordination also affects documentation quality. Regulatory, engineering, clinical, quality, and testing records should consistently describe the same development strategy without conflicting assumptions or unexplained revisions.


Comprehensive documentation creates a transparent record of regulatory decision making. That continuity strengthens submission credibility by allowing reviewers to follow the scientific and regulatory reasoning from early FDA interactions through the final application.

Ready to Strengthen Your Team? Let’s Build Your Training Plan.

Whether you’re looking for a single onsite workshop or a multi-team training series, we’ll help you design a program that fits your goals, timelines, and operational reality.

Your team deserves the clarity.
Your organization deserves the confidence.

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Our students love us ❤️

“Didn’t feel overloaded with regulatory language. The examples tied back well to normal submission planning activities.”


Production Supervisor

“Helpful refresher on
Q-Submission interactions and related documentation expectations. Covered the important points without overdoing it.”

Quality Systems Manager

“Presenter kept the discussion focused and organized. The feedback and follow-up session was useful for our group.”


Regulatory Affairs Specialist

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